SEC FORM
4
SEC Form 4
FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940
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OMB APPROVAL |
OMB Number: |
3235-0287 |
Estimated average burden |
hours per response: |
0.5 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b). |
1. Name and Address of Reporting Person*
C/O STRATTEC SECURITY CORPORATION |
3333 WEST GOOD HOPE ROAD |
(Street)
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2. Issuer Name and Ticker or Trading Symbol
STRATTEC SECURITY CORP
[ STRT ]
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5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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Director |
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10% Owner |
X |
Officer (give title below) |
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Other (specify below) |
VP - Mexican Operations |
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3. Date of Earliest Transaction
(Month/Day/Year) 08/21/2013
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4. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned |
1. Title of Security (Instr.
3)
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2. Transaction Date
(Month/Day/Year) |
2A. Deemed Execution Date, if any
(Month/Day/Year) |
3. Transaction Code (Instr.
8)
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4. Securities Acquired (A) or Disposed Of (D) (Instr.
3, 4 and 5)
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5.
Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr.
3 and 4)
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6. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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7. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
Amount |
(A) or (D) |
Price |
Common Stock, par value $.01 per share |
08/21/2013 |
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A |
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1,000
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A |
$0
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6,100 |
D |
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Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
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1. Title of Derivative Security (Instr.
3)
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2. Conversion or Exercise Price of Derivative Security
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3. Transaction Date
(Month/Day/Year) |
3A. Deemed Execution Date, if any
(Month/Day/Year) |
4. Transaction Code (Instr.
8)
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5.
Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr.
3, 4 and 5)
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6. Date Exercisable and Expiration Date
(Month/Day/Year) |
7. Title and Amount of Securities Underlying Derivative Security (Instr.
3 and 4)
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8. Price of Derivative Security (Instr.
5)
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9.
Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr.
4)
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10. Ownership Form: Direct (D) or Indirect (I) (Instr.
4)
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11. Nature of Indirect Beneficial Ownership (Instr.
4)
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Code |
V |
(A) |
(D) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Common Stock Option (right to buy) |
$38.71
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08/21/2013 |
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A |
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4,290 |
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08/21/2016 |
08/21/2023 |
Common Stock |
4,290 |
$0
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4,290 |
D |
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Explanation of Responses: |
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/s/ Eric P. Hagemeier, Attorney-in-fact |
08/22/2013 |
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** Signature of Reporting Person |
Date |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
* If the form is filed by more than one reporting person,
see
Instruction
4
(b)(v). |
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
POWER OF ATTORNEY
For Executing Forms 3, 4 and 5
Know all by these presents,
that the undersigned hereby constitutes
and appoints each of Patrick J. Hansen,
James M. Bedore and Eric P. Hagemeier,
each with full power to act without the
other and with full power of
substitution and resubstitution, his
true and lawful attorney-in-fact to:
1. execute for and on
behalf of the undersigned, in the
undersigned's capacity as an officer
and/or director of STRATTEC SECURITY
CORPORATION (the "Company"), Forms 3,
4 and 5 (and amendments thereto) in
accordance with section 16(a) of the
Securities Exchange Act of 1934 and
the rules thereunder;
2. do and perform any and
all acts for and on behalf of the
undersigned which may be necessary or
desirable to complete and execute any
such Form 3, 4 or 5 and timely file
such form with the United States Securities
and Exchange Commission and any stock
exchange or similar authority; and
3. take any other action of
any type whatsoever in connection with the
foregoing which, in the opinion of such
attorney-in-fact, may be of benefit to,
in the best interest of, or legally required
by, the undersigned, it being understood
that the documents executed by such
attorney-in-fact on behalf of the undersigned
pursuant to this Power of Attorney shall be
in such form and shall contain such terms and
conditions as such attorney-in-fact may
approve in his reasonable discretion.
The undersigned hereby grants to
each such attorney-in-fact full power and
authority to do and perform any and every
act and thing whatsoever requisite,
necessary or proper to be done in the
exercise of any of the rights and powers
herein granted, as fully to all intents and
purposes as the undersigned might or could
do if personally present, with full power of
substitution or revocation, hereby ratifying
and confirming all that such attorney-in-fact,
or his substitute or substitutes, shall
lawfully do or cause to be done by virtue of
this Power of Attorney and the rights and
powers herein granted. The undersigned
acknowledges that the foregoing attorneys-in-fact,
in serving in such capacity at the request of
the undersigned, are not assuming, nor is the
Company assuming, any of the undersigned's
responsibilities to comply with section 16
of the Securities Exchange Act of 1934.
This Power of Attorney shall remain in
full force and effect until the undersigned
is no longer required to file Forms 3, 4 and
5 with respect to the undersigned's holdings
of and transactions in securities issued by
the Company, unless earlier revoked by the
undersigned in a signed writing delivered to
the foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned
has caused this Power of Attorney to be
executed as of this 7th day of May 2013.
/s/ Rolando J. Guillot
Rolando J. Guillot